CITE: 113 Wn.2d 462, 780 P.2d 844
STATE v. STEWART
CAUSE NUMBER: 56009-9
FILE DATE: October 19, 1989
CASE TITLE: The State of Washington, Petitioner, v. Devin
R. Stewart, Respondent.
[1] Criminal Law - Right to Counsel - Commencement - Constitutional Right. The Sixth Amendment right to counsel does not attach as to particular criminal charges until the time that formal judicial proceedings are initiated against the accused.
[2] Criminal Law - Confessions - Right to Counsel - Fifth Amendment - Purpose. The Fifth Amendment right to counsel exists solely to guard against coercive, and therefore unreliable, confessions obtained during custodial interrogations.
[3] Criminal Law - Confessions - Right to Counsel - Scope Request at Arraignment on Unrelated Charge. By invoking the Sixth Amendment right to counsel at the time of being arraigned for a crime, a criminal defendant does not also invoke the Fifth Amendment right to have counsel present during a later custodial interrogation regarding a different charge. A confession made at such an interrogation following a waiver of MIRANDA rights is admissible.
NATURE OF ACTION: Prosecution for six counts of second degree burglary. The defendant confessed to three of the counts after waiving his MIRANDA rights while in custody for another charge. After being arraigned on the other charge and requesting the assistance of counsel, the defendant again waived his MIRANDA rights and confessed to all six of the counts.
Superior Court: The Superior Court for Kitsap County, No. 85 1-00631-1, Terence Hanley, J., on March 10, 1986, entered a judgment on a verdict of guilty of all six counts.
Court of Appeals: The court at 53 Wn. App. 150 REVERSED the convictions on the three counts which the defendant first confessed to after the arraignment, holding that the request for counsel rendered invalid the later uncounseled custodial interrogation.
Supreme Court: Holding that the postarraignment custodial interrogation did not violate the defendant's Fifth or Sixth Amendment right to counsel, the court REVERSES the decision of the Court of Appeals and REINSTATES the judgment.
COUNSEL: C. DANNY CLEM, PROSECUTING ATTORNEY, and DIANE F. RUSSELL and IONE S. GEORGE, DEPUTIES, for petitioner.
ROGER A. HUNKO, for respondent.
AUTHOR OF MAJORITY OPINION: Pearson, J.-
MAJORITY OPINION: Following a jury conviction on six counts of second degree burglary, the defendant, Devin R. Stewart, appealed. The Court of Appeals reversed the convictions on three counts and affirmed the remainder. The State sought review of the reversal and, in his answer, the defendant challenged the Court of Appeals holding affirming the remaining three convictions.
Where an in-custody defendant's Sixth Amendment right to counsel is invoked at arraignment, but the defendant has not yet met with counsel, is the defendant's Fifth Amendment right to counsel violated when police interrogate the defendant on unrelated charges, procure a MIRANDA waiver, and obtain a confession?
Analyzing the separate foundations upon which the Fifth Amendment and Sixth Amendment rights to counsel rest, we hold the defendant's Fifth Amendment right to counsel was not violated in this case. Accordingly, we reverse the decision of the Court of Appeals.
FACTS PRESENTED
On April 30, 1985, Devin R. Stewart was arrested on a first degree robbery charge unrelated to the present action. At that time, he was taken into custody and advised of his rights by Detective English of the Bremerton Police Department. After waiving those rights, Stewart confessed to burglarizing three mobile homes on Stavis Bay Road. Those burglaries comprise counts 4 through 6 of the present action.
On May 1, 1985, Stewart was arraigned on the unrelated robbery charge and, at his request, counsel was appointed to represent him. Shortly thereafter, Stewart returned to jail, where Detectives Wright and Fuller of the Kitsap County Sheriff's Office questioned Stewart regarding all of the burglaries presently at issue. At that time, Stewart was again advised of his rights, which he waived. Stewart again confessed to the three burglaries, comprising counts 4 through 6, and confessed to an additional three burglaries, comprising counts 1 through 3 of the present action.
On November 19, 1985, Stewart was charged by information with the present six counts of second degree burglary. Count 1 was alleged to have occurred on March 7, 1985, in which a VCR and cable television box were stolen. Count 2 was alleged to have occurred on March 26, 1985, in which $1,450 was stolen out of a purse and a refrigerator. Count 3 was alleged to have occurred between January 22 and April 11, 1985, in which sterling silver, two watches and an automotive electronic kit were stolen. Counts 4 through 6 were alleged to have occurred between April 9 and April 19, 1985, in which three television sets, a wall barometer, a chain saw, a Black & Decker blower, and a gas lantern were stolen from three separate mobile homes.
Following a CrR 3.5 hearing, the trial court held Stewart's statements to Detective English on April 30, 1985, and Detectives Wright and Fuller on May 1, 1985, were not obtained in violation of Stewart's right to counsel and, accordingly, were admissible at trial.
At trial, Detective English testified that on April 30, 1985, after reading Stewart his MIRANDA rights, Stewart confessed to the three mobile home burglaries. Subsequently, Detective Wright testified that on May 1, 1985, after reading Stewart his MIRANDA rights, Stewart not only confessed to those three burglaries, but also admitted burglarizing three other homes in Kitsap County. Detective Wright testified that following the confessions, Stewart escorted Detective Wright to those homes and specifically pointed out the three he had burglarized.
The jury convicted Stewart of all six counts of second degree burglary, and the trial court sentenced Stewart to 57 months in the custody of the Department of Corrections. Stewart appealed.
In a 2-to-1 decision, the Court of Appeals reversed Stewart's convictions on counts 1, 2, and 3, and affirmed on counts 4, 5, and 6. STATE v. STEWART, 53 Wn. App. 150, 765 P.2d 1320 (1989). The State seeks review of the reversal of Stewart's convictions on those counts and, in his answer, Stewart challenges the Court of Appeals holding affirming Stewart's convictions on counts 4 through 6.
ANALYSIS
I Fifth Amendment Right to Counsel
It is constitutionally guaranteed, "[n]o person . . . shall be compelled in any criminal case to be a witness against himself". U.S. Const. amend. 5. In MALLOY v. HOGAN, 378 U.S. 1, 12 L. Ed. 2d 653, 84 S. Ct. 1489 (1964), the Court held this privilege, incorporated via the Fourteenth Amendment, is enforceable against the states.
In MIRANDA v. ARIZONA, 384 U.S. 436, 444, 16 L. Ed. 2d 694, 86 S. Ct. 1602, 10 A.L.R.3d 974 (1966), the Court fashioned a practical rule to ensure the integrity of the Fifth Amendment:
"[T]he prosecution may not use statements, whether exculpatory
or inculpatory, stemming from custodial interrogation
of the defendant unless it demonstrates the use of procedural
safeguards effective to secure the privilege against self
incrimination.
In defining one such safeguard, the Court stated that if the accused indicates "at any stage of the process that he wishes to consult with an attorney before speaking there can be no questioning." MIRANDA v. ARIZONA, 384 U.S. at 444-45. The motivation for the implementation of this prophylactic rule is a concern for the voluntariness of confessions procured via "interrogation practices which are likely to exert such pressure upon an individual as to disable him from making a free and rational choice." MIRANDA v. ARIZONA, 384 U.S. at 464-65. The Court reasoned, a state's denial of an accused's request for counsel would undermine the ability to exercise the privilege:
"The presence of counsel, in all the cases before us today,
would be the adequate protective device necessary to make
the process of police interrogation conform to the dictates
of the privilege. His presence would insure that statements
made in the government-established atmosphere are not
the product of compulsion.
MIRANDA v. ARIZONA, 384 U.S. at 466.
While an accused may knowingly, voluntarily and intelligently waive the MIRANDA right to counsel, SOLEM v. STUMES, 465 U.S. 638, 647, 79 L. Ed. 2d 579, 104 S. Ct. 1338 (1984), once an accused has invoked that right, he or she will not be presumed to have subsequently waived the right merely because he or she responds to further questioning:
"[T]he Court has strongly indicated that additional safeguards
are necessary when the accused asks for counsel; and we
now hold that when an accused has invoked his right to
have counsel present DURING CUSTODIAL INTERROGATION, a
valid waiver of that right cannot be established by showing
only that he responded to further police-initiated custodial
interrogation even if he has been advised of his rights.
WE FURTHER HOLD THAT AN ACCUSED . . . HAVING EXPRESSED
HIS DESIRE TO DEAL WITH THE POLICE ONLY THROUGH COUNSEL,
IS NOT SUBJECT TO FURTHER INTERROGATION BY THE AUTHORITIES
UNTIL COUNSEL HAS BEEN MADE AVAILABLE TO HIM, unless the
accused himself initiates further communication, exchanges,
or conversations with the police. (Footnote omitted. Italics ours.) EDWARDS v. ARIZONA, 451 U.S. 477, 484-85, 68 L. Ed. 2d 378, 101 S. Ct. 1880 (1981). Thus, the rule fashioned in EDWARDS effects prophylactic upon prophylactic for the protection of Fifth Amendment values. In order to ensure both the voluntariness and veracity of confessions, MIRANDA established the right to the presence of counsel when requested during custodial interrogation. Then, to protect the integrity of the MIRANDA rule, EDWARDS established an exclusionary rule in the event evidence is obtained in counsel's absence, after the accused has requested counsel's presence.
In the case at hand, however, it is not the conventional violation of MIRANDA nor EDWARDS principles of which the defendant complains. For in fact, prior to each custodial interrogation, either Detective English or Detectives Wright and Fuller fully advised Stewart of his right to counsel and his right to have counsel appointed should he be incapable of retaining counsel at his own expense. At no time DURING INTERROGATION did Stewart request counsel. Nonetheless, Stewart argues, his continuous incarceration, coupled with his request for counsel at his arraignment on the unrelated robbery charge, combine to create a violation of his Fifth Amendment right to counsel in the present case. It is necessary, therefore, to study both the Sixth Amendment right to counsel and the interplay between the Fifth and Sixth Amendments' guaranties.
II Sixth Amendment Right to Counsel
"In all criminal prosecutions, the accused shall enjoy the right to . . . have the assistance of counsel for his defense." U.S. Const. amend. 6.
In defining the scope of this right, the Court in POWELL v. ALABAMA, 287 U.S. 45, 77 L. Ed. 158, 53 S. Ct. 55 (1932), held the Sixth Amendment, incorporated via the Fourteenth Amendment, enforceable against the states and reversed the defendants' convictions:
"[D]uring perhaps the most critical period of the proceedings
against these defendants, that is to say, from the time
of their arraignment until the beginning of their trial,
when consultation, thoroughgoing investigation and preparation
were vitally important, the defendants did not have the
aid of counsel . . .
POWELL v. ALABAMA, 287 U.S. at 57.
[1] In UNITED STATES v. WADE, 388 U.S. 218, 18 L. Ed. 2d 1149, 87 S. Ct. 1926 (1967), the accused challenged the admissibility of state's evidence obtained at a lineup conducted without the presence of the accused's counsel. Therein, the Court vacated the judgment against the accused:
" In sum, the principle of POWELL v. ALABAMA and succeeding
cases requires that we scrutinize ANY pretrial confrontation
of the accused to determine whether the presence of his
counsel is necessary to preserve the defendant's basic
right to a fair trial as affected by his right meaningfully
to cross-examine the witnesses against him and to have
effective assistance of counsel at the trial itself.
It calls upon us to analyze whether potential substantial
prejudice to defendant's rights inheres in the particular
confrontation and the ability of counsel to help avoid
that prejudice.
UNITED STATES v. WADE, 388 U.S. at 227. More recently, the Court held the Sixth Amendment right to counsel entitles the accused to counsel "AT OR AFTER THE TIME THAT JUDICIAL PROCEEDINGS HAVE BEEN INITIATED against him - 'whether by way of formal charge, preliminary hearing, indictment, information, or arraignment.'" (Italics ours.) BREWER v. WILLIAMS, 430 U.S. 387, 398, 51 L. Ed. 2d 424, 97 S. Ct. 1232 (1977) (quoting KIRBY v. ILLINOIS, 406 U.S. 682, 689, 32 L. Ed. 2d 411, 92 S. Ct. 1877 (1972)).
There is strong justification for the attachment of Sixth Amendment guaranties at or after the time formal judicial proceedings have commenced:
"This is because, after the initiation of adversary criminal
proceedings, "'the government has committed itself to
prosecute, and . . . the adverse positions of government
and defendant have solidified. It is then that a defendant
finds himself faced with the prosecutorial forces of organized
society, and immersed in the intricacies of substantive
and procedural criminal law.'"
MAINE v. MOULTON, 474 U.S. 159, 170, 88 L. Ed. 2d 481, 106 S. Ct. 477 (1985) (quoting UNITED STATES v. GOUVEIA, 467 U.S. 180, 189, 81 L. Ed. 2d 146, 104 S. Ct. 2292 (1984) (quoting KIRBY v. ILLINOIS, 406 U.S. at 689)).
As a result, once the Sixth Amendment right to counsel has attached, the state may not properly interrogate the accused in the absence of counsel unless the accused validly waives his or her constitutional right. BREWER v. WILLIAMS, 430 U.S. at 404. Furthermore, a waiver in such an instance will not be inferred:
" The District Court and the Court of Appeals were
also correct in their understanding of the proper standard
to be applied in determining the question of waiver as
a matter of federal constitutional law - that it was incumbent
upon the State to prove "an intentional relinquishment
or abandonment of a known right or privilege." That standard
has been reiterated in many cases. We have said that
the right to counsel does not depend upon a request by
the defendant, and that courts indulge in every reasonable
presumption against waiver. This strict standard applies
equally to an alleged waiver of the right to counsel whether
at trial or at a critical stage of pretrial proceedings. (Citations omitted.) BREWER v. WILLIAMS, 430 U.S. at 404.
Accordingly, following Stewart's arraignment on the unrelated robbery charge, had police initiated interrogation on facts relating to that charge in the absence of Stewart's counsel, and in the absence of a valid waiver, Stewart's Sixth Amendment right would have been violated. That, however, is not the case presently before this court.
III The Unfortunate Commingling of the Fifth and Sixth Amendments' Guaranties of the Right to Counsel
In MICHIGAN v. JACKSON, 475 U.S. 625, 89 L. Ed. 2d 631, 106 S. Ct. 1404 (1986), the accused requested counsel at arraignment. Prior to meeting with appointed counsel, and while in custody following arraignment, two police officers interviewed the accused REGARDING THE CHARGE UPON WHICH THE ACCUSED HAD JUST BEEN ARRAIGNED. At that interview, the officers advised the accused of his MIRANDA rights, which the accused waived.
In that case, the Court unfortunately phrased the issue as whether the accused had validly waived the right to counsel at the postarraignment custodial interrogation, a right derived from two sources: the Fifth Amendment protection against compelled self-incrimination at custodial interrogations, and the Sixth Amendment guaranty of the assistance of counsel at postarraignment interrogations. Today, Stewart firmly grasps to the Court's holding therein:
""[T]he assertion of the right to counsel [is] a significant
event," . . . We conclude that the assertion is no less
significant, and the need for additional safeguards no
less clear, when the request for counsel is made at an
arraignment and when the basis for the claim is the Sixth
Amendment. We thus hold that, if police initiate interrogation
after a defendant's assertion, at an arraignment or similar
proceeding, of his right to counsel, any waiver of the
defendant's right to counsel for that police-initiated
interrogation is invalid.
MICHIGAN v. JACKSON, 475 U.S. at 636 (quoting EDWARDS v. ARIZONA, 451 U.S. 477, 485, 68 L. Ed. 2d 378, 101 S. Ct. 1880 (1981)). «1»
«1» As an aside, it should be noted that then-Justice Rehnquist, joined by Justices Powell and O'Connor, dissented in MICHIGAN v. JACKSON, 475 U.S. 625, 89 L. Ed. 2d 631, 106 S. Ct. 1404 (1986), persuasively arguing that the "bright-line" prophylactic rule of EDWARDS v. ARIZONA, 451 U.S. 477, 68 L. Ed. 2d 378, 101 S. Ct. 1880 (1981) has no application in the Sixth Amendment setting. Were this court in a position to reconsider the wisdom of the rule in MICHIGAN v. JACKSON, SUPRA, Justice Rehnquist's dissent in that case would provide a strong foothold for so doing. Nonetheless, that issue need not be addressed to resolve the issue at hand.
Accepting the rule set forth in MICHIGAN v. JACKSON, SUPRA, Stewart's argument still fails to distinguish the fact that in that case the arraignment triggering the Sixth Amendment right to counsel was on the same charge for which the accused was interrogated. In the case at hand, the state apparatus positing the government against the defendant, the situation out of which the Sixth Amendment right to counsel arises, was not in place as to the six burglary charges at issue today. Stewart confessed to the six burglaries on April 30 and May 1, 1985. The information on the burglary charges was not filed until November 19, 1985.
While by no means dispositive, an analogy can be drawn between the case at hand and the Court's recent holding in CONNECTICUT v. BARRETT, 479 U.S. 523, 93 L. Ed. 2d 920, 107 S. Ct. 828 (1987). Therein, the issue was whether the accused had invoked his Fifth Amendment right to counsel when he said "'he was willing to talk about [the incident] verbally but he did not want to put anything in writing until his attorney came.'" CONNECTICUT v. BARRETT, 479 U.S. at 526. In finding the rule in EDWARDS is inapplicable in such a situation, the Court held:
"To conclude that respondent invoked his right to counsel
for all purposes requires not a broad interpretation of
an ambiguous statement, but a disregard of the ordinary
meaning of respondent's statement.
CONNECTICUT v. BARRETT, 479 U.S. at 529-30. Likewise, to find that Stewart invoked his Fifth Amendment right to counsel on the present charges merely by requesting the appointment of counsel at his arraignment on the unrelated charge is to disregard the ordinary meaning of that request. Certainly any possible confusion is subsequently cured by the MIRANDA warnings given immediately prior to interrogation on facts surrounding an investigation wholly unrelated to the preceding arraignment.
Nevertheless, Stewart and the majority of the Court of Appeals rely almost exclusively on ARIZONA v. ROBERSON, 486 U.S. 675, 100 L. Ed. 2d 704, 108 S. Ct. 2093 (1988), wherein the accused invoked his Fifth Amendment right to counsel during a custodial interrogation. Subsequently, interrogation ceased, but the accused did not meet with counsel. Nevertheless, the police reinitiated interrogation, but on an unrelated charge. Emphasizing the virtues of a bright-line rule, a majority of the Court in that case held the rule in EDWARDS prohibited reinterrogation, despite the fact that the basis of the first interrogation, during which the accused requested counsel, was unrelated to the charges at issue during the second interrogation. «2»
«2» Again, as an aside, the dissent in ARIZONA v. ROBERSON, 486 U.S. 675, 100 L. Ed. 2d 704, 108 S. Ct. 2093 (1988) authored by Justice Kennedy, with whom Chief Justice Rehnquist joined, offers strong support for the future reconsideration of the extension of the EDWARDS rule to a situation involving an unrelated charge. The purpose of the EDWARDS prophylactic rule is to avoid badgered, and therefore possibly unreliable, confessions. Justice Kennedy persuasively argues that where the subsequent questioning is confined to an entirely independent investigation, there is little risk that the suspect will be badgered into submission. . . . Whatever their eagerness, the police in a separate investigation may not commence any questioning unless the suspect is readvised of his MIRANDA rights and consents to the interrogation, and they are required by EDWARDS to cease questioning him if he invokes his right to counsel. ARIZONA v. ROBERSON, 486 U.S. at 690.
It must be borne in mind, the basis for the rule in ARIZONA v. ROBERSON, SUPRA, arising out of the assumptions in MIRANDA, is that the accused "considers himself unable to deal with the pressures of custodial interrogation without legal assistance". ARIZONA v. ROBERSON, 486 U.S. at 683. Thus, the Court reasoned, any further interrogation presents the potential for a violation of the Fifth Amendment right against self-incrimination, regardless of the topic covered in the subsequent interrogation. In contrast, in the case at hand, Stewart never invoked his Fifth Amendment right to counsel. That is to say, during the inherently coercive setting of custodial interrogation, Stewart never requested counsel.
In fact, given the Court's analysis in other cases involving separate and independent investigations, it is apparent that the ARIZONA v. ROBERSON, SUPRA, rule is inapplicable in the case at hand. For example, in MAINE v. MOULTON, 474 U.S. 159, 88 L. Ed. 2d 481, 106 S. Ct. 477 (1985), after formal proceedings had been initiated against the accused, the government electronically wired an accomplice/informant to record the accused's incriminating statements. Focusing on the origin of the Sixth Amendment right to counsel, the Court held statements made regarding charges already brought were inadmissible. Whereas, the statements that were made that merely incriminated the accused in new crimes, UNCHARGED AT THE TIME OF THE TAPING, were not similarly violative:
"[T]o exclude evidence pertaining to charges as to which
the Sixth Amendment right to counsel had not attached
at the time the evidence was obtained, simply because
other charges were pending at that time, would unnecessarily
frustrate the public's interest in the investigation of
criminal activities.
MAINE v. MOULTON, 474 U.S. at 180. In a footnote, the Court continued, "[i]ncriminating statements pertaining to other crimes, as to which the Sixth Amendment right has not yet attached, are, of course, admissible at a trial of those offenses." MAINE v. MOULTON, 474 U.S. at 180 n.16. SEE ALSO MICHIGAN v. MOSLEY, 423 U.S. 96, 46 L. Ed. 2d 313, 96 S. Ct. 321 (1975) (a suspect who is arrested on robbery charges, who invokes his right to silence, may be questioned later about an unrelated murder). «3»
«3» In a footnote, the Court in MICHIGAN v. MOSLEY, 423 U.S. 96, 46 L. Ed. 2d 313, 96 S. Ct. 321 (1975) distinguished between a suspect's request for counsel and a suspect's invocation of his right to remain silent:
The dissenting opinion asserts that MIRANDA established
a requirement that once a person has indicated a desire
to remain silent, questioning may be resumed only when counsel
is present. But clearly the Court in MIRANDA imposed no
such requirement, for it distinguished between the procedural
safeguards triggered by a request to remain silent and a
request for an attorney and directed that "the interrogation
must cease until an attorney is present" only "[i]f the
individual states that he wants an attorney."
(Citations omitted.) MICHIGAN v. MOSLEY, 423 U.S. at 104
n.10 (quoting MIRANDA v. ARIZONA, 384 U.S. 436, 474, 16
L. Ed. 2d 694, 86 S. Ct. 1602, 10 A.L.R.3d 974 (1966)).
Notwithstanding ARIZONA v. ROBERSON, 486 U.S. 675, 100
L. Ed. 2d 704, 108 S. Ct. 2093 (1988), the distinction quoted,
SUPRA, signals the continued vitality of the rule enunciated
in MICHIGAN v. MOSLEY, SUPRA.
IV Should This Court Commingle the Fifth and Sixth Amendments' Guaranties of the Right to Counsel in the Instant Case?
[2, 3] The foregoing analysis demonstrates the application of different constitutional tests depending upon the situation of the accused. Under the Fifth Amendment paradigm, where the accused is in custody and subjected to interrogation, regardless of whether formal proceedings have been initiated, interpretation of the Fifth Amendment right against self-incrimination requires that the accused be warned of his constitutional right to have counsel present during this inherently coercive situation. Should that right be waived, interrogation may proceed. However, should the accused request counsel IN SUCH A SITUATION, interrogation must cease until counsel is present, unless the accused initiates further communication.
In contrast, in a Sixth Amendment setting, where formal proceedings have been initiated against the accused, regardless of whether the accused is in custody, the Sixth Amendment right to counsel has attached AS TO THOSE CHARGES.
Notwithstanding this analysis, Stewart requests this court to extend the EDWARDS prophylactic rule in order to shield his custodial confession that occurred following the invocation of his Sixth Amendment right to counsel at an arraignment on an unrelated charge. Stewart presses for the extension of the rule, even though his request for counsel occurred in a setting in which MIRANDA, and thus EDWARDS, are wholly inapplicable. Nonetheless, Stewart claims, the possibility of potential confusion demands the protection of unwary defendants. We are unpersuaded. «4»
«4» At an arraignment, the court reads the charges upon which the defendant is appearing. Should the defendant need the assistance of appointed counsel, the court may enter an order so providing. Even to the most uneducated defendant, this process makes the purpose for the appointment of counsel abundantly clear. Nevertheless, should confusion actually exist, ample opportunity for clarification exists during the subsequent custodial interrogation on the unrelated investigation. In fact, before any questioning occurs, the defendant is given his MIRANDA warnings. Under those warnings, the defendant is immediately told he or she has the right to the presence of counsel. Should confusion still exist, it is not unreasonable to assume a defendant would state, "I just asked for counsel at my arraignment."
At that time, pursuant to MIRANDA and EDWARDS, questioning
would cease. Our holding today is bolstered by the facts
of this case. There is no showing the defendant was confused
by the appointment of counsel at arraignment, followed by
the subsequent MIRANDA warnings prior to interrogation.
Furthermore, there is absolutely no hint the unrelated robbery
arrest was a mere pretext to enable an in-custody interrogation
on these charges.
While not controlling on the present facts, Stewart argues the combined logic of MICHIGAN v. JACKSON, SUPRA, and ARIZONA v. ROBERSON, SUPRA, supports his position. In fact, in three of the five cases where this question has arisen, the United States Court of Appeals for the Seventh Circuit, the Michigan Court of Appeals, and our Court of Appeals in the case at hand have each held the invocation of the Sixth Amendment right to counsel at arraignment effectively terminates any interrogation on unrelated crimes for Fifth Amendment purposes.
In UNITED STATES EX REL. ESPINOZA v. FAIRMAN, 813 F.2d 117 (7th Cir.), CERT. DENIED, 483 U.S. 1010 (1987), the accused was arrested on a weapons charge, and at his arraignment on that charge he was represented by counsel. Subsequently, while still in custody, the police interrogated the accused regarding a murder, to which the accused confessed. The Court of Appeals held that no Sixth Amendment right to counsel had attached on the murder charge, but that the accused's invocation of his FIFTH AMENDMENT right to counsel at his ARRAIGNMENT on the weapons charge (which we would classify as an invocation of the Sixth Amendment right to counsel) rendered his subsequent confession to the murder inadmissible. The court felt compelled by the Court's holding in MICHIGAN v. JACKSON, SUPRA, to "presume that an individual has invoked the full extent of his or her constitutional right to counsel." UNITED STATES EX REL. ESPINOZA v. FAIRMAN, 813 F.2d at 123. The flaw in this analysis is that there is no basis from which to assume the invocation of the Fifth Amendment right to counsel in an arraignment setting. It will be recalled MICHIGAN v. JACKSON, SUPRA, involved solely the Sixth Amendment right to counsel.
Persuaded by the Seventh Circuit's reasoning, the Michigan Court of Appeals in PEOPLE v. CRUSOE, 170 Mich. App. 403, 427 N.W.2d 634, APPEAL GRANTED, 431 Mich. 906, 432 N.W.2d 714 (1988) suppressed the accused's confession and reversed his conviction. In that case, the accused had been arrested on an assault charge; was subsequently arraigned; requested the appointment of counsel on that charge; and while in continuous custody, confessed to an unrelated bank robbery after waiving his MIRANDA rights. The court assumed the accused was invoking both the Fifth and Sixth Amendments' rights to counsel, even though no basis existed at that point in time for the Fifth Amendment right to attach:
"When defendant requested counsel at his arraignment on
the charges of . . . assault, we presume that he was invoking
both his Sixth Amendment right to be represented at every
critical stage of the prosecution of those . . . charges
as well as his Fifth Amendment right to be represented
during interrogation on the . . . assault charges or on
any other crime for which he may have been a suspect.
PEOPLE v. CRUSOE, 170 Mich. App. at 408. As in ESPINOZA, this was the holding despite the fact that no interrogation was taking place that might have implicated Fifth Amendment rights, and no Sixth Amendment right had accrued on the unrelated investigation.
Also directly on point, but reaching the opposite conclusion is BUTLER v. AIKEN, 846 F.2d 255 (4th Cir. 1988), CERT. GRANTED, 109 S. Ct. 1952 (1989). In that case, the accused was arrested on an unrelated assault and battery charge. He retained counsel, and his counsel appeared at a subsequent bond hearing on his behalf. The accused, however, was unable to make bond and remained in the custody of the jail. One day later, the accused was interrogated on a murder charge after waiving his MIRANDA rights. At no time did he request the presence of counsel. The accused confessed to the murder. Following conviction and exhaustion of available state remedies, the defendant sought relief via a writ of habeas corpus, contending his Fifth Amendment right to counsel invoked by the appearance of his attorney at the bond hearing on the unrelated charge effectively invoked his Fifth Amendment right for interrogation purposes on the murder investigation. Rejecting this argument, and the reasoning of the Seventh Circuit in ESPINOZA, the court stated, "[w]e are not persuaded, however, by the Seventh Circuit's dramatic extension of EDWARDS." BUTLER v. AIKEN, 846 F.2d at 258.
The court in BUTLER v. AIKEN, SUPRA, intelligently analyzed the distinctions between the Fifth and Sixth Amendments' guaranties of the right to counsel. Upon a proper understanding of the origins of those rights, the court concluded:
"Although superficially appealing, we are convinced that
the decision of the Seventh Circuit pursues a false symmetry
while cutting the decision in EDWARDS away from its conceptual
base.
BUTLER v. AIKEN, 846 F.2d at 258. It could not have been more aptly stated:
" As the Supreme Court has observed, the "prophylactic
rule" adopted in EDWARDS "has only a tangential relation
to truthfinding." It was articulated as a reflection
of the Court's belief that additional procedural safeguards
were needed to protect an accused's preexisting right
to request counsel during custodial interrogation. Such
"safeguards" by their inherent nature are a judicial response
to specific and identifiable conditions that undermine
the perceived integrity of the legal system. In MIRANDA,
for example, the Court sought to insure that statements
made by an accused while in the unavoidably coercive atmosphere
of custodial interrogation could reasonably be viewed
as truly voluntary. In EDWARDS, the Court's concern lay
with police conduct that might badger an accused into
abandoning a previously invoked right.
We fail to see how the actions of the Charleston
police could fall within the intent of the Court in EDWARDS.
There is no suggestion that [the defendant's] arrest on
the assault charges was a sham intended to make him available
for questioning upon a more serious offense. Neither
was there "reinterrogation" on the same offense that might
have sent mixed signals regarding his continuing right
to request counsel. CERTAINLY, IF [THE DEFENDANT] HAD
BEEN RELEASED ON BOND AND THEN REARRESTED AN HOUR LATER
ON MURDER CHARGES, THE AUTHORITIES WOULD HAVE BEEN PERMITTED
TO ENGAGE IN PROPER INTERROGATION. WE SEE NO REASON FOR
A DIFFERENT RESULT SIMPLY BECAUSE THE CUSTODY WAS CONTINUOUS. (Citations omitted. Italics ours.) BUTLER v. AIKEN, 846 F.2d at 258-59.
The only other case directly on point is STATE v. SPARKLIN, 296 Or. 85, 672 P.2d 1182 (1983). In that case, the accused was arrested on an unrelated forgery charge. He was subsequently arraigned, and at that time, he requested and was provided with counsel. Later that evening, police questioned the accused regarding an assault, robbery, and murder investigation. The accused confessed and was convicted. It is noted, the accused's confession was preceded by MIRANDA warnings, which he waived. Properly analyzing the origins of the distinct constitutional guaranties, the court rejected the accused's Fifth Amendment argument:
" We do not regard this defendant's request for an
attorney at arraignment as an assertion of his right to
be free from compelled self incrimination. The need for
an attorney's presence at interrogation arises when the
state may elicit from defendant admissions or confessions.
At arraignment defendant is not confronted with an atmosphere
of coercion, nor does anyone seek to gain admissions from
him.
STATE v. SPARKLIN, 296 Or. at 89.
Finally, we approve of dicta in STATE v. CORNETHAN, 38 Wn. App. 231, 684 P.2d 1355 (1984) supporting our position today. In that case the accused was arrested on an unrelated assault charge and taken to the hospital for treatment following his arrest. An attorney was appointed to represent him on that charge. Subsequently, detectives visited the accused at the hospital, read him his MIRANDA rights, and interrogated him on a murder investigation. After waiving his MIRANDA rights, the accused confessed to the murder. The Court of Appeals affirmed the conviction for murder. The court hypothetically assumed the accused had invoked his right to counsel on the assault charge in order to show that even under those circumstances, no constitutional violation had occurred:
"We hold that EDWARDS is not controlling in these circumstances.
The per se rule of EDWARDS should not be extended to suppress
a confession which, as here, is in all other respects
knowing, voluntary and intelligent. Thus, even if [the
accused] had invoked his right to counsel in the assault
matter, his confession to the murder was properly admitted
at trial. (Citations omitted.) STATE v. CORNETHAN, 38 Wn. App. at 236 37.
In the end, we hold Stewart's Sixth Amendment right to counsel did not attach on these burglary charges until months after his confessions. He did not invoke his Fifth Amendment right to counsel when he requested an attorney at an arraignment on an unrelated charge. The Fifth Amendment right to counsel exists solely to guard against coercive, and therefore unreliable, confessions obtained during in-custody interrogation, which was not occurring at the time Stewart requested counsel. Subsequently, prior to giving his confession, Stewart was given MIRANDA warnings and did not invoke his Fifth Amendment right at that time. There has been no showing of confusion on the part of the defendant, nor trickery on the part of the State. Extension of the EDWARDS rule to this fact scenario would constitute a misapplication of that prophylactic rule.
Accordingly, we reverse the Court of Appeals holding that Stewart's Fifth Amendment right to counsel was violated and reinstate the judgment of conviction on all six counts of burglary.
CONCURRING JUDGES: Callow, C.J., and Utter, Brachtenbach, Dolliver, Dore, Andersen, Durham, and Smith, JJ., concur.
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