CITE: 104 Wn.2d 315, 704 P.2d 1189
STATE v. HOLT
CAUSE NUMBER: 51025-3
FILE DATE: August 22, 1985
CASE TITLE: The State of Washington, Respondent, v. Gerald
Holt, Appellant.
The State of Washington, Respondent, v. Lewis
James Arnett, Petitioner.
[1] Indictment and Information - Omission of Element - Nature of Error. An information which omits a statutory element of the crime charged does not charge any crime at all and is constitutionally defective.
[2] Indictment and Information - Constitutional Defect - Bill of Particulars - Necessity. Requesting a bill of particulars at the pretrial or trial stage of a prosecution is not a prerequisite to raising on appeal the issue of a constitutional defect in the information.
[3] Indictment and Information - Constitutional Defect - Bill of Particulars - Efficacy. A bill of particulars cannot cure a constitutional defect in an information.
[4] Indictment and Information - Omission of Element - Inclusion in Instructions - Effect. The omission in an information of a statutory element of the crime charged cannot be cured by instructions which set forth every element of the crime.
NATURE OF ACTION: Two persons were charged with selling obscene material; one of the persons was charged also with selling child pornography. The information charging the selling of child pornography did not include two of the statutory elements of the crime.
Superior Court: The Superior Court for Pierce County, Nos. 81-1-00836-6, 81-1-00447-6, Robert H. Peterson, J., on January 25, 1982, entered a judgment finding both defendants guilty of one count of selling obscene material and also finding the second defendant guilty of two additional counts of selling obscene material as a lesser included offense of the child pornography charge.
Court of Appeals: The court at 38 Wn. App. 34 REVERSED the judgment except for the second defendant's convictions for the lesser included offense of selling obscene material, which were AFFIRMED.
Supreme Court: Holding that the second defendant had not waived his right to challenge the validity of the information and that the instructions did not cure the constitutional defect in the information, the court REVERSES the second defendant's convictions for selling obscene material as a lesser included offense.
COUNSEL: A. CORINNE DIXON, for petitioner.
WILLIAM H. GRIFFIES, PROSECUTING ATTORNEY, and CHRIS QUINN-BRINTNALL, BARBARA COREY-BOULET, and REX MUNGER, DEPUTIES, for respondent.
AUTHOR OF MAJORITY OPINION: Pearson, J. -
MAJORITY OPINION: Petitioner Arnett was convicted of two counts of selling obscene material as lesser included offenses of selling child pornography under former RCW 9.68A.030. Two narrow questions are presented to this court:
1. Whether petitioner waived his right to challenge the constitutionality of the charging information on appeal by his failure to request a bill of particulars at the pretrial or trial stage; and
2. Whether a jury instruction which identifies every element of the crime can cure an information which is defective by virtue of its failure to state every statutory element of the crime.
We answer both of these questions in the negative and reverse Arnett's convictions.
The events leading to this case arose in July 1981. At that time, Arnett was employed at Jerry's Adult Bookstore in Tacoma. That store was owned by Gerald Holt.
On July 9, 1981, Arnett sold two magazines and four films to an undercover agent of the Tacoma Police Department. Arnett was subsequently charged with five counts of selling obscene magazines and films under former RCW 9.68.010 and two counts of selling child pornography under former RCW 9.68A.030. Holt was charged with two counts of selling obscene material under former RCW 9.68.010.
Arnett was ultimately convicted of one charge of selling obscene materials (former RCW 9.68.010). He was found not guilty on the remaining four obscenity charges. He was also acquitted of the two child pornography charges because the jury found that NO MINORS were involved in the films. The jury found, however, that those films were obscene. The court had instructed that the jury could find Arnett guilty of selling obscene materials as a LESSER INCLUDED OFFENSE of child pornography. Thus, the jury found Arnett guilty of two additional counts of selling obscenity AS LESSER INCLUDED OFFENSES of the child pornography counts. Holt was convicted of one count of selling obscene materials under former RCW 9.68.010.
Both Holt and Arnett appealed their convictions. The Court of Appeals REVERSED the obscenity convictions which were based upon former RCW 9.68.010, because the informations charging Holt and Arnett failed to state every element of that crime ("KNOWLEDGE of the contents" was omitted from the information). STATE v. HOLT, 38 Wn. App. 34, 687 P.2d 218 (1984). The Court of Appeals affirmed Arnett's convictions for the lesser included offense of selling obscenity under the child pornography statute. «1»
«1» The Court of Appeals mistakenly thought that Arnett had been convicted of the child pornography counts and affirmed those convictions. On reconsideration, the court corrected this error, but still affirmed Arnett's convictions for selling OBSCENITY as lesser included offenses of the child pornography charges.
It is that ruling which Arnett now challenges before this court.
I
Arnett concedes that the crime of child pornography (former RCW 9.68A.030) necessarily includes the crime of selling obscene materials (former RCW 9.68.010). A lesser included offense exists when ALL of the elements of the lesser crime are NECESSARILY elements of the greater crime. STATE v. ROYBAL, 82 Wn.2d 577, 512 P.2d 718 (1973); STATE v. WORKMAN, 90 Wn.2d 443, 584 P.2d 382 (1978).
RCW 9.68A.030, the former child pornography law, states in pertinent part:
" A person who knowingly sends or causes to be sent, or brings or causes to be brought, into this state for sale or distribution, or in this state possesses, prepares, publishes, or prints with intent to distribute, sell, or exhibit to others for commercial consideration, any visual or printed matter which is obscene, knowing that the production of such matter involves the use of a minor engaged in sexually explicit conduct and that the matter depicts such conduct, is guilty of a Class C felony.
RCW 9.68.010, the former obscenity law, states in pertinent part:
" Every person who -
(1) Having knowledge of the contents thereof shall exhibit, sell, distribute, display for sale or distribution, or having knowledge of the contents thereof shall have in his possession with the intent to sell or distribute any book, magazine, pamphlet, comic book, newspaper, writing, photograph, motion picture film, phonograph record, tape or wire recording, picture, drawing, figure, image, or any object or thing which is obscene . . .
. . .
Shall be guilty of a gross misdemeanor.
In the Court of Appeals, Arnett alleged that the information charging him with child pornography (former RCW 9.68A.030) was constitutionally defective because it failed to state two of the statutory elements: (1) KNOWING possession of the obscene materials and (2) KNOWING that the matter depicts such conduct (minor engaged in sexual conduct). Thus, Arnett argued that the information, being constitutionally defective, could not support the convictions for the lesser included obscenity offenses.
The Court of Appeals recognized the established test regarding the constitutionality of a charging information: an information is constitutionally defective "if it omits a specified element of a statutory crime." STATE v. BONDS, 98 Wn.2d 1, 16, 653 P.2d 1024 (1982), CERT. DENIED, 464 U.S. 831 (1983). The court held, however, that "knowing possession" and "knowing that the matter depicts such [minor engaged in sexual] conduct" were not separate elements of the crime of child pornography and therefore need not be set out in the information.
Thus, the only issue presented for our resolution was the statutory interpretation question as to the elements of former RCW 9.68A.030. However, that issue was abandoned by the State at oral argument, with the State conceding that "knowing possession" and knowledge that the material "depicts minors engaged in sexual conduct" are elements of the crime of child pornography under former RCW 9.68A.030. Thus, there is no need to address the statutory interpretation issue here.
II
The State offered two new contentions at oral argument. The first is that Arnett waived his right to appeal the question of the sufficiency of the information because he failed, before trial, to request a bill of particulars from the State. This argument is not supported by applicable law.
[1, 2] In STATE v. BONDS, SUPRA, this court distinguished between a constitutionally defective information and one which is merely deficient due to vagueness as to some other matter. The omission of ANY statutory element of a crime in the charging document is a CONSTITUTIONAL defect which may result in dismissal of the criminal charges. BONDS, at 16; SEE ALSO IN RE RICHARD, 75 Wn.2d 208, 449 P.2d 809 (1969); SEATTLE v. MORROW, 45 Wn.2d 27, 273 P.2d 238 (1954); SEATTLE v. JORDAN, 134 Wash. 30, 235 P. 6 (1925). Conversely, if the information states each statutory element of a crime, but is vague as to some other matter significant to the defense, a bill of particulars is capable of correcting that defect. In that event, a defendant is not entitled to challenge the information on appeal if he failed to request the bill of particulars at an earlier time. STATE v. BONDS, SUPRA; SEE ALSO IN RE RICHARD, SUPRA; STATE v. JOHNSON, 100 Wn.2d 607, 674 P.2d 145 (1983).
The State relies on JOHNSON to support its claim that Arnett's challenge to the information is not timely. In JOHNSON, the burglary statute, RCW 9A.52.040, was at issue. That statute requires the State to prove an underlying crime was intended by the defendant, but the statute does not require the underlying crime be specifically identified by the State. The information charging Johnson did not identify the underlying crime.
Nonetheless, we held the information in JOHNSON was not defective because it did state every STATUTORY ELEMENT of burglary. Thus, we held Johnson should have requested a bill of particulars to determine the particular underlying crime which the State alleged since the information was deficient only on that point, but was not fatally defective by virtue of its failure to state a crime. Because Johnson failed to request the bill, we held he could not later challenge the information on appeal.
Clearly, the JOHNSON case does not stand for the proposition that the State can omit a STATUTORY ELEMENT of a crime from the information and then claim the defendant has waived his right to appeal by failure to request a bill of particulars at the pretrial or trial stage.
Rather, the law of this state has long been that a criminal defendant can raise objections to an information which completely fails to state an offense at ANY time. SEATTLE v. JORDAN, SUPRA; SEATTLE v. MORROW, SUPRA. Such an objection, which raises a constitutional question, may even be made for the first time on appeal. SEE STATE v. JOHNSON, SUPRA.
Hence because the information here failed to state any offense whatsoever, by its omission of two statutory elements of child pornography, that information is constitutionally defective and requires dismissal. SEE IN RE RICHARD, 75 Wn.2d at 211. Accordingly, Arnett's failure to request a bill of particulars is of no significance in this case.
[3] Furthermore, a bill of particulars could not have cured the constitutionally defective information even if Arnett had requested the bill. A bill of particulars is not a part of the information and can in no way aid an information which is fundamentally defective. SEE STATE v. BOONE, 65 Wash. 331, 118 P. 46 (1911) (a bill of particulars cannot change the offense charged in the information); STATE v. MAURER, 34 Wn. App. 573, 663 P.2d 152 (1983); UNITED STATES v. COMYNS, 248 U.S. 349, 63 L. Ed. 287, 39 S. Ct. 98 (1919). Rather, the function of such a bill is to amplify or clarify particular matters essential to the defense. SEE IN RE RICHARD, SUPRA.
CrR 2.1(d) allows the State to move to amend the information at any time prior to the final verdict, if substantial rights of the defendant are not prejudiced by the amendment. That court rule provides the proper procedure in a case such as this where the information fails to charge any crime at all. Notably, the State in the present case was allowed to amend the information twice, but still did not include the necessary statutory elements of the crime.
Finally, Arnett did request a dismissal of charges based upon the insufficiency of the information. That request was denied. The request, however, was the proper procedure for Arnett to follow under the circumstances and would have preserved his right to appeal if such preservation had been required.
III
The State next argues that the jury instructions, which stated every statutory element of child pornography, cured the defective information. The State relies on STATE v. JOHNSON, 100 Wn.2d 607, 674 P.2d 145 (1983) for the proposition that proper jury instructions can cure an information which omits statutory elements of a crime.
[4] Clearly, JOHNSON does not stand for such a proposition. In that case, the jury instructions failed to identify the particular crime which Johnson allegedly intended when he burglarized a building. This court held that jury instructions must define every element of the offense charged, including the crime intended in a burglary, even if the statutory language fails to provide such guidance. JOHNSON, at 625. Thus, since the instructions in JOHNSON were held to be improper, the question whether PROPER jury instructions may cure a constitutionally defective information was not even addressed in that case.
Moreover, this court has specifically held that an information which is constitutionally defective because it fails to state every statutory element of a crime CANNOT be cured by a jury instruction which itemizes those elements. STATE v. UNOSAWA, 29 Wn.2d 578, 188 P.2d 104 (1948); SEE ALSO STATE v. ASHKER, 11 Wn. App. 423, 523 P.2d 949 (1974), OVERRULED ON OTHER GROUNDS IN STATE v. BRAITHWAITE, 92 Wn.2d 624, 600 P.2d 1260 (1979) (a jury instruction cannot cure a deficient information where the instruction did not purport to amend the information).
In sum, knowing possession and knowledge of the contents of the matter sold concededly are elements of child pornography under former RCW 9.68A.030. The information failed to state these elements, making the information constitutionally defective. That defect cannot be cured by proper jury instructions. Further, Arnett was not required to request a bill of particulars, nor to take any other action to preserve his right to challenge the constitutionality of the information on appeal. Accordingly, on these grounds we reverse the Court of Appeals and order the charges against Arnett dismissed.
CONCURRING JUDGES: Dolliver, C.J., and Utter, Brachtenbach, Dore, Andersen, Callow, Goodloe, and Durham, JJ., concur.
POST-OPINION INFORMATION: